529 Plan Resources | College Savings
The following literature and forms are available for download to help you learn more about the Advisor-Guided Plan as well as service your existing account. Please note that the literature and forms are available in Adobe Acrobat (PDF) format. If you do not have Adobe Acrobat Reader, please go to Adobe's website to download.
PLEASE NOTE: This page contains fillable form PDFs that may not be supported in Chrome or Firefox. See instructions below.
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Please contact your financial professional for new account applications.
31 May 2025
31 May 2025
01 Jan 2025
College Planning Essentials is filled with easy-to-understand charts to help college savers overcome common myths and make well-informed savings and investment decisions.
College Planning Essentials is filled with easy-to-understand charts to help college savers overcome common myths and make well-informed savings and investment decisions.
29 Jan 2025
529 - Advisor- Guided Fast Facts
529 - Advisor- Guided Fast Facts
29 Jan 2025
Important information about the Advisor-Guided 529 Plan.
Important information about the Advisor-Guided 529 Plan.
Overview of 529 tax benefits by state
11 Dec 2024
Registered Investment Advisor or Financial Planner Enrollment Application
Registered Investment Advisor or Financial Planner Enrollment Application
27 Mar 2024
Automatic Investment Plan and Electronic Bank Transfer Form
Automatic Investment Plan and Electronic Bank Transfer Form
30 Aug 2024
30 Aug 2024
03 Jul 2023
03 Jul 2023
03 Jul 2023
03 Jul 2023
24 Nov 2023
24 Nov 2023
03 Jul 2023
03 Jul 2023
| INVESTMENTS ARE NOT FDIC INSURED, MAY LOSE VALUE AND ARE NOT BANK GUARANTEED. |
Before you invest, consider whether your or the Beneficiary’s home state offers any state tax or other state benefits such as financial aid, scholarship funds, and protection from creditors that are only available for investments in that state’s qualified tuition program.
The Comptroller of the State of New York and the New York State Higher Education Services Corporation are the Program Administrators and are responsible for implementing and administering New York’s 529 Advisor-Guided College Savings Program (the “Advisor-Guided Plan”). Ascensus Broker Dealer Services, LLC serves as Program Manager for the Advisor-Guided Plan. Ascensus Broker Dealer Services, LLC and its affiliates have overall responsibility for the day-to-day operations of the Advisor-Guided Plan, including recordkeeping and administrative services. J.P. Morgan Investment Management Inc. serves as the Investment Manager. J.P. Morgan Asset Management is the marketing name for the asset management business of JPMorgan Chase & Co. JPMorgan Distribution Services, Inc. markets and distributes the Advisor-Guided Plan. JPMorgan Distribution Services, Inc. is a member of FINRA.
No guarantee: None of the State of New York, its agencies, the Federal Deposit Insurance Corporation, J.P. Morgan Investment Management Inc., Ascensus Broker Dealer Services, LLC, JPMorgan Distribution Services, Inc., nor any of their applicable affiliates insures accounts or guarantees the principal deposited therein or any investment returns on any account or investment portfolio.
New York’s 529 College Savings Program currently includes two separate 529 plans. The Advisor-Guided Plan is sold exclusively through financial advisory firms who have entered into Advisor-Guided Plan selling agreements with JPMorgan Distribution Services, Inc. You may also participate in the Direct Plan, which is sold directly by the Program and offers lower fees. However, the investment options available under the Advisor-Guided Plan are not available under the Direct Plan. The fees and expenses of the Advisor-Guided Plan include compensation to the financial advisory firm. Be sure to understand the options available before making an investment decision.
For more information about New York’s 529 Advisor-Guided College Savings Program, you may contact your financial professional or obtain an Advisor-Guided Plan Disclosure Booklet and Tuition Savings Agreement at www.ny529advisor.com or by calling 1-800-774-2108. This document includes investment objectives, risks, charges, expenses, and other information. You should read and consider it carefully before investing.
The Program Administrators, the Program Manager and JPMorgan Distribution Services, Inc., and their respective affiliates do not provide legal or tax advice. This information is provided for general educational purposes only. This is not to be considered legal or tax advice. Investors should consult with their legal or tax professionals for personalized assistance, including information regarding any specific state law requirements.
Ugift is a registered service mark of Ascensus Broker Dealer Service, Inc.