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J.P. Morgan Debuts Equity Premium Yield ETFs ROCY and ROCQ on Nasdaq

New active ETFs Expand Innovative Derivative Income Suite

NEW YORK, March 19, 2026 – J.P. Morgan Asset Management today announced the launch of two new active ETFs on the Nasdaq Exchange as part of the firm’s landmark derivative income suite, the JPMorgan Equity Premium Yield ETF (ROCY) and the JPMorgan Nasdaq Equity Premium Yield ETF (ROCQ).

With the introduction of ROCY and ROCQ, J.P. Morgan is now the only ETF provider offering a comprehensive suite of actively managed derivative income strategies, with three distinct methods of treating options premium.

Led by Hamilton Reiner, CIO of the U.S. Core Equity Team and Head of U.S. Equity Derivatives, both ROCY and ROCQ will be managed by members of the U.S. Core Equity Group, who oversee the suite of Hedged Equity and Equity Premium Income strategies, including JPMorgan Equity Premium Income (JEPI) and JPMorgan Nasdaq Equity Premium Income ETF (JEPQ).

“Clients want practical tools that work in real-world markets,” said Hamilton Reiner. “ROCY and ROCQ are designed to seek tax-deferred yield via return of capital1,2, smooth the ride relative to broad benchmarks, and stay engaged for upside—so investors can focus on progress toward their goals, not just the next headline.”

Both strategies integrate J.P. Morgan Asset Management’s fundamental research with a disciplined options overlay. The teams actively manage the underlying equity portfolios – ROCY invests significantly in U.S. large cap core equity securities, while ROCQ focuses on NASDAQ-listed securities – and actively manage the call-option overlay by selling call spreads3 to generate yield and allowing the funds to re-participate in strong up markets.4

The funds’ yield represents the annualized distributions paid to investors as a percentage of its net asset value (NAV). Distributions may be derived from multiple sources, including portfolio dividends, some capital appreciation, and premiums generated through the options overlay.1

“The launch of ROCY and ROCQ expands our derivative income suite, allowing investors to choose the most appropriate solution that fits their objectives, while leveraging the skilled investment team and research capabilities from JEPI and JEPQ,” said J.P. Morgan Asset Management Global Head of ETFs, Travis Spence.

Each fund is priced competitively at 35 basis points.

J.P. Morgan Asset Management is the largest issuer of active ETFs globally5, reflecting our commitment to delivering innovative investment solutions and strong results for clients.

About J.P. Morgan Asset Management

J.P. Morgan Asset Management, with assets under management of $4.2 trillion (as of 12/31/2025), is a global leader in investment management. J.P. Morgan Asset Management's clients include institutions, retail investors and high net worth individuals in every major market throughout the world. J.P. Morgan Asset Management offers global investment management in equities, fixed income, real estate, hedge funds, private equity and liquidity. For more information: www.jpmorganassetmanagement.com.

JPMorgan Chase & Co. (NYSE: JPM) is a leading financial services firm based in the United States of America (“U.S.”), with operations worldwide. JPMorganChase had $4.4 trillion in assets and $362 billion in stockholders’ equity as of December 31, 2025. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing and asset management. Under the J.P. Morgan and Chase brands, the Firm serves millions of customers in the U.S., and many of the world’s most prominent corporate, institutional and government clients globally. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com.

Investors should carefully consider the investment objectives and risks as well as charges and expenses of an ETF before investing. The summary and full prospectuses contain this and other information about the ETF and should be read carefully before investing. To obtain a prospectus: Call 1-844-4JPM-ETF.

NOT FDIC INSURED | NO BANK GUARANTEE | MAY LOSE VALUE
SOURCE J.P. Morgan Asset Management
Related Links: http://www.jpmorganchase.com

1Yield represents annualized fund distributions, which may be taxed as qualified or ordinary dividends, capital gains, or return of capital. The funds’ investment strategies seek to generate return of capital distributions, but no assurance can be given. In certain market environments, essentially all distributions could be taxable to an investor as ordinary dividend income. Amounts paid in excess of an ETF’s current and accumulated earnings are treated for tax purposes first as a tax-free return of capital until an investor’s cost basis is reduced to zero; further amounts are taxed as capital gains. Return of capital isn’t taxed when received but lowers an investor’s basis, which can increase future taxes (or reduce losses) when you sell. Any distribution reduces the Fund’s NAV.
2Return of capital (ROC), which is not guaranteed, refers to the portion of a distribution from an investment that is not considered taxable income, because, for tax purposes, it is treated as a return of part of the original investment. ROC distributions are not taxed currently; however, they will generally lower an investor’s adjusted basis in an investment. By lowering basis, such distributions will ultimately result in a proportionately higher capital gain (or a smaller capital loss) when the investor sells the shares. Some investors might prefer the ability to delay taxes. ROC distributions in excess of an investor’s tax basis in the investment will generally be treated for tax purposes as capital gain. Total return is derived from dividends, option premiums, and capital appreciation.
3Selling call options brings in upfront cash and can lower risk, but it caps upside if stocks rise. Buying call options risks losing the premium if they expire worthless. In unusual or illiquid markets, these strategies may not work as intended, may not reduce volatility as hoped, and can result in losses.
4Risks: The price of equity securities may fluctuate rapidly or unpredictably due to factors affecting individual companies, as well as changes in economic or political conditions. These price movements may result in loss of your investment. This investment relies on a proprietary fundamental data science enabled selection approach that utilizes proprietary techniques to process, analyze, and combine a wide variety of information to forecast the financial prospects of each security and to assess key risks. There is no guarantee that this approach will result in effective investment decisions or that it will perform as intended.
5 Data according to Bloomberg as of March 10, 2026.
JEPQ and ROCQ only Nasdaq®, Nasdaq-100 Index®, Nasdaq 100® and NDX® are registered trademarks of Nasdaq, Inc. (which with its affiliates is referred to as the "Corporations") and are licensed for use by J.P. Morgan Investment Management Inc. JPMorgan Nasdaq Equity Premium Income ETF (the "Fund") has not been passed on by the Corporations as to its legality or suitability. The Fund is not issued, endorsed, sold, or promoted by the Corporations. THE CORPORATIONS MAKE NO WARRANTIES AND BEAR NO LIABILITY WITH RESPECT TO THE FUND.
J.P. Morgan ETFs are distributed by JPMorgan Distribution Services, Inc., which is an affiliate of JPMorgan Chase & Co. Affiliates of JPMorgan Chase & Co. receive fees for providing various services to the funds. JPMorgan Distribution Services, Inc. is a member of FINRA.
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